SEC Reporting Requirements, Part 1


This course will be an overview of:

  • The role the Securities and Exchange Commission plays in the context of information reporting requirements of public companies.
  • The purpose, requirements and deadlines for the following: Statement S-1, Statement F-1, Form D, Form 10-K, Form 10-Q, Form 11-K, Form 20-F, Form 40-F, Form 6-K, Form 8-K, Form 3, Form 4, Form 5, the Proxy Statement (DEF14A), Schedule 13D, Form 144, Form S-3, Form S-4 and Form S-8.
  • The requirements for interim and annual financial statements pursuant to Regulation S-X and the requirements for reporting Interactive Data using XBRL.